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Proximal humerus fracture

AO/OTA 11B

Three-part: surgical neck + greater tuberosity

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Very common in older women with osteoporosis. The muscles explain the displacement: the supraspinatus and infraspinatus pull the greater tuberosity up and back, the subscapularis pulls the lesser tuberosity medially, and the pectoralis major pulls the shaft medially. The head's blood supply comes mainly from the posterior circumflex humeral artery.

Proximal humerus fracture, AP shoulder
Proximal humerus fracture, AP shoulder. Arrow: fracture involving the greater tuberosity. — James Heilman, MD, CC BY-SA 4.0, via Wikimedia Commons.

Mechanism

Fall onto the outstretched arm or the side of the shoulder; high-energy injuries and seizures in the young (look for posterior dislocation).

Clinical findings

Imaging

Classification

Neer
A "part" is displaced > 1 cm or angulated > 45°. 1-part (undisplaced), 2-part (surgical neck or one tuberosity), 3-part, 4-part, fracture-dislocation, head split.
AO/OTA 11A
Extra-articular unifocal (one tuberosity or surgical neck).
AO/OTA 11B
Extra-articular bifocal/three-part.
AO/OTA 11C
Articular or four-part, anatomical neck.
Hertel
Short calcar (< 8 mm) and a disrupted medial hinge (> 2 mm) predict head ischaemia.

Types shown in 3D

Neer 2-part GT
Greater tuberosity alone (AO 11A1), pulled up and back by supraspinatus and infraspinatus. More than 5 mm displacement in active patients: fix (screws or sutures).
Neer 2-part neck
Surgical neck (AO 11A2–A3): pectoralis major pulls the shaft medially and forwards. Most heal in a sling; plate or nail if displaced in active patients.
Neer 3-part
Surgical neck plus greater tuberosity (AO 11B): the head turns into internal rotation because subscapularis is unopposed. Locking plate (PHILOS) with calcar screws and cuff sutures, or reverse prosthesis in the elderly.
Neer 4-part
Head, both tuberosities and shaft all separated (AO 11C3). The head often loses its blood supply: reverse shoulder arthroplasty in the elderly.
Valgus-impacted 4-part
The head is tilted into valgus and impacted onto the shaft; the medial periosteal hinge is often intact, so the blood supply is better than in classic 4-part fractures. Many can be fixed or treated without surgery.

Treatment

Non-operative
Most (about 80%): undisplaced and many displaced fractures in elderly low-demand patients. Sling 2–3 weeks, early pendulum exercises, physiotherapy. Valgus-impacted fractures do well.
Fixation
Displaced 2- and 3-part fractures in active patients with reasonable bone: locking plate (PHILOS) through a deltopectoral or deltoid-split approach, restoring the medial calcar (calcar screws) and suturing the cuff to the plate; or an intramedullary nail for surgical neck fractures.
Replacement
Unreconstructable 4-part fractures, head-split and fracture-dislocations in the elderly: reverse shoulder arthroplasty (tuberosity repair improves rotation). Hemiarthroplasty in younger patients is now rarely used.

Aftercare

Early passive motion, active from 6 weeks.

Complications

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Related

Clavicle fractureAO/OTA 15.2Humeral shaft fractureAO/OTA 12A1Supracondylar humerus fracture (child)AO PCCF 13-M/3Scapula fracturesAO/OTA 14Distal humerus fracture (adult)AO/OTA 13